Keystone Global Financial Group ^{Filed Terms, Nasdaq: KCG}

Headquartered in Hong Kong, we are a boutique financial firm which focuses on providing quality asset management services to clients. We conduct our business through our direct wholly-owned Operating Subsidiary, Keystone Capital, a licensed corporation under the SFO to engage in Type 1 (dealing in securities), Type 4 (advising on securities) and Type 9 (asset management) regulated activities in Hong Kong. Keystone Capital provides discretionary accounts services to manage clients’ funds. Keystone Capital specializes in designing investment portfolios to meet the needs of investors with different risk tolerance and investment preferences and to preserve and enhance the value of their assets. Keystone Capital provides asset management services for its clients by applying different investment strategies to optimize their asset allocation. Through its discretionary account services, Keystone Capital helps clients to invest in equities, fixed income products, private equity funds and other asset classes. Keystone Capital provides client referral services to financial institutions pursuant to referral agreements. Under such arrangements, Keystone Capital introduces its clients to financial institutions and, in return, receives a fixed percentage point on the amount of transactions executed between the referees and the financial institutions to whom the referees are referred.