Keystone Global Financial Group, a Hong Kong-based boutique asset management firm, filed on Thursday with the SEC to raise up to $6 million in an initial public offering.
The Hong Kong-based company plans to raise $6 million by offering 1.3 million shares at a price range of $4 to $6. At the midpoint of the proposed range, Keystone Global Financial Group would command a market cap of $63 million.
Keystone is a boutique asset management firm offering discretionary accounts services and fund investment management. The company generates retrocession income from sales and purchases of investment products and services, commission income from referral services, and retrocession income from funds under custody. In 2024, the company has served 73 clients in Hong Kong and mainland China, primarily consisting of high net-worth individuals.
The Hong Kong-based company was founded in 2016 and booked $4 million in revenue for the 12 months ended June 30, 2025. It plans to list on the Nasdaq under the symbol KCG. Keystone Global Financial Group filed confidentially on June 6, 2025. Pacific Century Securities is the sole bookrunner on the deal.
