Renaissance IPO ETF Holdings as of 09/30/16
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RankCompanyTickerPriceWeight(%)
1ALIBABA GROUP HOLDING SP ADRBABA$105.7910.63%TechnologyAlibaba
2CITIZENS FINANCIAL GROUPCFG$24.719.98%FinancialCitizens Financial Group
3AXALTA COATING SYSTEMS LTDAXTA$28.276.42%Capital Goods & ServicesAxalta Coating
4TRANSUNIONTRU$34.504.73%Business ServicesTransUnion
5FIRST DATACORP CLASS AFDC$13.164.28%FinancialFirst Data
6STORE CAPITAL CORPSTOR$29.474.26%FinancialSTORE Capital
7ZAYO GROUP HOLDINGS INCZAYO$29.712.82%CommunicationsZayo Group Holdings
8SHELL MIDSTREAM PARTNERS LPSHLX$32.082.71%EnergyShell Midstream Partners
9SHOPIFY INC CLASS ASHOP$42.922.46%TechnologyShopify
10VWR CORPVWR$28.362.34%Health CareVWR
11PARAMOUNTGROUP INCPGRE$16.392.33%FinancialParamount Group
12FITBIT INCAFIT$14.842.32%ConsumerFitbit
13JUNO THERAPEUTICS INCJUNO$30.012.11%Health CareJuno Therapeutics
14INC RESEARCH HOLDINGS INC AINCR$44.582.10%Health CareINC Research
15NEVRO CORPNVRO$104.392.08%Health CareNevro
16ATLASSIANCORP PLC CLASS ATEAM$29.971.92%TechnologyAtlassian
17UNIVAR INCUNVR$21.851.89%MaterialsUnivar
18GREAT WESTERN BANCORP INCGWB$33.321.87%FinancialGreat Western Bancorp
19BLUE BUFFALO PET PRODUCTS INBUFF$23.761.82%ConsumerBlue Buffalo
20GODADDY INC CLASS AGDDY$34.531.73%TechnologyGoDaddy
21ANTERO MIDSTREAM PARTNERS LPAM$26.701.70%EnergyAntero Midstream Partners
22PRA HEALTHSCIENCES INCPRAH$56.511.67%Health CarePRA Health Sciences
23LINE CORPSPONSORED ADRLN$48.401.64%TechnologyLINE
24VIRGIN AMERICA INCVA$53.511.44%TransportationVirgin America
25MGM GROWTHPROPERTIES LLC AMGP$26.071.43%FinancialMGM Growth Properties
26SQUARE INCASQ$11.661.37%FinancialSquare
27SUMMIT MATERIALS INC CL ASUM$18.551.33%Capital Goods & ServicesSummit Materials
28TALLGRASSENERGY GP LPTEGP$24.051.09%EnergyTallgrass Energy GP LP
29US FOODS HOLDING CORPUSFD$23.611.04%ConsumerUS Foods
30NRG YIELDINC CLASS CNYLD$16.961.01%EnergyNRG Yield
31WAYFAIR INC CLASS AW$39.370.96%TechnologyWayfair
32FERRARI NVRACE$51.870.96%Capital Goods & ServicesFerrari
33INOVALON HOLDINGS INC AINOV$14.710.95%TechnologyInovalon Holdings
34DIPLOMAT PHARMACY INCDPLO$28.010.93%Health CareDiplomat Pharmacy
35BLACK KNIGHT FINANCIAL CL ABKFS$40.900.91%Business ServicesBlack Knight Financial
36PATHEON NVPTHN$29.630.90%Health CarePatheon
37PURE STORAGE INC CLASS APSTG$13.550.89%TechnologyPure Storage
38PERFORMANCE FOOD GROUP COPFGC$24.800.82%ConsumerPerformance Food Group
39TWILIO INCATWLO$64.360.72%TechnologyTwilio
40MATCH GROUP INCMTCH$17.790.71%TechnologyMatch Group
41RED ROCK RESORTS INC CLASS ARRR$23.590.65%ConsumerRed Rock Resorts
42DOMINION MIDSTREAM PARTNERSDM$23.910.57%EnergyDominion Midstream
43FIRST HAWAIIAN INCFHB$26.860.54%FinancialFirst Hawaiian
44OM ASSET MANAGEMENT PLCOMAM$13.910.51%FinancialOM Asset Management
45EQT GP HOLDINGS LPEQGP$25.070.51%EnergyEQT GP Holdings LP
46ACACIA COMMUNICATIONS INCACIA$103.280.46%TechnologyAcacia Communications
47PLANET FITNESS INC CL APLNT$20.070.43%ConsumerPlanet Fitness
48COTIVITI HOLDINGS INCCOTV$33.530.40%Business ServicesCotiviti Holdings
49BATS GLOBAL MARKETS INCBATS$30.130.40%FinancialBats Global Markets
50BLACK STONE MINERALS LPBSM$17.810.39%EnergyBlack Stone Minerals LP22
51VIRTU FINANCIAL INC CLASS AVIRT$14.970.37%FinancialVirtu Financial
52PARTY CITYHOLDCO INCPRTY$17.120.37%ConsumerParty City
53LENDINGCLUB CORPLC$6.180.37%TechnologyLendingClub
54MOMO INC SPON ADRMOMO$22.500.37%TechnologyMomo
55PENUMBRA INCPEN$75.990.29%Health CarePenumbra
56EURONAV NVEONVF$7.630.11%  
Holdings are subject to change
ETF Express Award: ETFExpress awards are based on a 'peer review system' whereby readers - including institutional and high net worth investors as well as managers and other industry professionals at fund administrators, brokers, custodians and advisers - are invited to elect a 'best in class' in a series of categories via an online survey. In each category, the firms with the most votes at the end of the voting period are subject to a final review by ETFExpress's Senior Editorial team.

Performance Disclosure: Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Investors should consider the investment objectives, risks, charges and expenses carefully before investing.

As stated in the Prospectus, the total annual operating expenses for the Fund was 3.48%. The Adviser has contractually agreed to keep net expenses from exceeding 2.50% of the Fund's average daily net assets for at least a year from the date of the Prospectus and for an indefinite period thereafter subject to annual re-approval of the agreement by the Board of Trustees.

An investor cannot invest directly in an index. Index returns do not represent Fund returns. The Index does not charge management fees or brokerage expenses, nor does the Index lend securities, and no revenues from securities lending were added to the performance shown.

Definitions: Net Asset Value (NAV) of the fund is calculated by dividing the total value of all the securities in its portfolio, less any liabilities, by the number of fund shares outstanding. Market Price is current value at which an asset or service can be bought or sold. Premium/Discount is provided to show the comparison of the daily net asset value (NAV) and the midpoint of the closing bid/ask for each of the funds. The Renaissance IPO Index® (IPOUSA) is a stock market index based upon a portfolio of U.S.-listed newly public companies that includes securities prior to their inclusion in core U.S. equity portfolios. The Renaissance International IPO Index®? (IPOXUS) is a stock market index based upon a portfolio of newly public companies listed on non-U.S. exchanges. The S&P 500® Index (SPX) is a stock market index which includes 500 U.S. listed companies and seeks to capture approximately 80% coverage of available U.S. market capitalization.

Risk Disclosure: Investments in the Renaissance IPO ETF, symbol "IPO", the Renaissance International IPO ETF, symbol "IPOS" (the "ETFs"), and the Global IPO Fund, symbol "IPOSX" (the "Mutual Fund") are subject to investment risk, including possible loss of the principal amounts invested. The ETFs and the Mutual Fund (the "Funds") invest in companies that have recently completed initial public offerings. These stocks are unseasoned equities lacking trading history, a track record of reporting to investors and widely available research coverage which many result in extreme price volatility. Due to a greater number of IPOs in certain segments, the Funds may also be subject to information technology and financial sector risk, small and mid-capitalization company risk, and, for the Renaissance International IPO ETF, emerging markets risk. The Funds may hold securities in the form of Depository Receipts, REITs, and Partnership Units which have greater risks than common shares. The strategies have high portfolio turnover and securities lending risks. The returns of the ETFs may not match the return of the respective indices. The ETFs are classified as non-diversified investment companies subject to concentration risk.

Prospectus: Investors should consider the investment objectives, risks, charges and expenses carefully before investing. For a prospectus and/or summary prospectus with this and other information, please visit www.renaissancecapital.com. Read the prospectus carefully before investing. Renaissance Capital Investments, Inc., distributor for the Mutual Fund. Foreside Fund Services, LLC, distributor for the ETFs, 1-866-486-6645.

Definitions: The Renaissance IPO Index® is a stock market index based upon a portfolio of U.S.-listed newly public companies that includes securities prior to their inclusion in core U.S. equity portfolios. The S&P 500® Index is a stock market index based on the market capitalizations of 500 large companies whose common stock is publicly traded on the NYSE.

Attribution Policy: The information contained herein is proprietary and copyrighted. The media is welcome to use our information and ideas, provided that the following sourcing is included: Renaissance Capital - manager of IPO-focused ETFs.

Investment Disclosure: The information and opinions expressed herein were prepared by Renaissance Capital's research analysts and do not constitute an offer to buy or sell any security. Renaissance Capital, the Renaissance IPO ETF (symbol: IPO), the Renaissance International IPO ETF (symbol: IPOS), or the Global IPO Fund (symbol: IPOSX), may have investments in securities of companies mentioned.