Recent Reports Issued
Report Date Company Industry Exchange Pricing Date
03/11/10 OSX Brasil SA (OSXB3.BZ) Building-Heavy Const Bovespa Week of 03/15
03/10/10 Crude Carriers (CRU) Oil/Gas-Refining/Mktg NYSE 03/11/10
03/04/10 Sensata Technologi (ST) Technology - Misc NYSE 03/10/10
03/04/10 Financial Engines (FNGN) Financial-Investment Mgmt NASDAQ Week of 03/15
03/04/10 Baltic Trading Lim (BALT) Transpt-Shipping NYSE 03/09/10
03/03/10 AVEO Pharmaceutica (AVEO) Health-Drugs NASDAQ 03/11/10
03/02/10 BR Properties (BRPR3.BZ) Real Estate-Development Bovespa 03/04/10
03/02/10 Dai-ichi Mutual Li (8750.JP) Insurance-Life Tokyo Stock Exchange Week of 03/15
03/01/10 Korea Life Insuran (088350.KS) Insurance-Life Korea Exchange 03/05/10
02/16/10 Anthera Pharmaceut (ANTH) Health-Drugs NASDAQ 02/28/10
02/09/10 Travelport (TVP.LN) Technology - Misc LSE Main Postponed
02/08/10 Generac Holdings (GNRC) Machines-Tools/Rel Prod NYSE 02/10/10
02/05/10 Piedmont Office Re (PDM) Financial-Equity Reit NYSE 02/09/10
02/04/10 International Mini (1683.HK) Machines-Gen Industrial Hong Kong Exchange 02/04/10
02/03/10 JinkoSolar Holding (JKS) Energy-Alternatives NYSE Postponed
02/03/10 QuinStreet (QNST) Comp-Internet-Service/Other NASDAQ 02/10/10
02/02/10 Taminco Group NV (AMIN.BR) Cheml-Specialty Euronext/Brussels Withdrawn
02/01/10 Graham Packaging (GRM) Containers-Paper/Plastic NYSE 02/10/10
01/28/10 Patriot Risk Manag (PMG) Insurance-Prop/Casualty NYSE Postponed
01/26/10 Imperial Capital (ICG) Financial-Investment Bkrs NYSE Postponed
01/26/10 Ironwood Pharmaceu (IRWD) Health-Drugs NASDAQ 02/02/10
01/26/10 Multiplus SA (MPLU3.BZ) Retail-Misc Bovespa 02/03/10
01/22/10 Daqo New Energy (DQ) Energy-Alternatives NYSE Postponed
01/22/10 FriendFinder Netwo (FFN) Comp-Internet-Content/Portal NYSE Postponed
01/20/10 IFM Century 21 Chi (CTC) Real Estate-Operations NYSE 01/27/10
01/14/10 Cellu Tissue Holdi (CLU) Paper Products NYSE 01/21/10
01/13/10 Symetra Financial (SYA) Insurance-Life NYSE 01/21/10
01/13/10 Terreno Realty Cor (TRNO) Financial-Equity Reit NYSE 02/09/10
01/07/10 United Company RUS (486.HK) Materials - Misc Hong Kong Exchange 01/22/10
12/15/09 China Pacific Insu (2601.HK) Insurance-Life Hong Kong Exchange 12/16/09
12/14/09 National Beef (NBP) Food-Meat NYSE Postponed
12/14/09 Kraton Performance (KRA) Cheml-Specialty NYSE 12/16/09
12/10/09 Team Health Holdin (TMH) Health-Services NYSE 12/15/09
12/10/09 Cobalt Internation (CIE) Oil/Gas-U S Explo/Prod NYSE 12/15/09
12/09/09 KAR Auction Servic (KAR) Bus Services-Misc NYSE 12/10/09
12/09/09 Ellington Financia (EFC) Financial-Investment Mgmt NYSE Postponed
12/04/09 Concord Medical Se (CCM) Health-Instruments NYSE 12/11/09
12/03/09 Linkage Technologi (BOSS) Computers - Software NYSE Withdrawn
12/03/09 Trony Solar Holdin (TRO) Energy-Alternatives NYSE Postponed
12/03/09 China Nuokang Bio- (NKBP) Health-Drugs NASDAQ 12/09/09
12/03/09 Pebblebrook Hotel (PEB) Financial-Equity Reit NYSE 12/08/09
12/01/09 Chesapeake Lodging (CHSP) Real Estate-Operations NYSE 01/21/10
11/17/09 7 Days Group Holdi (SVN) Leisure-Hotels Motels NYSE 11/19/09
11/13/09 Archipelago Learni (ARCL) Computers-Educ/Entertain NASDAQ 11/19/09
11/12/09 Global Defense Tec (GTEC) Aerospace-Defense NASDAQ 11/19/09
11/12/09 HealthPort (HPRT) Computers-Health NASDAQ Postponed
11/12/09 Cloud Peak Energy (CLD) Energy-Coal NYSE 11/19/09
11/10/09 Fortinet (FTNT) Computers-Integrated Syst NASDAQ 11/17/09
11/06/09 Dollar General (DG) Retail-Discount NYSE 11/12/09
11/04/09 rue21 (RUE) Retail-Apparel/Shoe NASDAQ 11/12/09
11/02/09 PlainsCapital (PCB) Banking-Southwest NYSE Postponed
11/02/09 Duoyuan Printing (DYP) Machines-Printing Trade NYSE 11/05/09
10/30/09 Delta Lloyd Group (DL.NA) Insurance-Diversified Euronext/Amsterdam 11/02/09
10/29/09 STR Holdings (STRI) Energy-Alternatives NYSE 11/05/09
10/28/09 Hyatt Hotels (H) Leisure-Hotels Motels NYSE 11/04/09
10/27/09 Ancestry.com (ACOM) Comp-Internet-Content/Portal NASDAQ 11/04/09
10/27/09 Aviv REIT (AVI) Financial-Equity Reit NYSE Postponed
10/23/09 PGE Polska Grupa E (PGE.PW) Utility-Electric Warsaw Stock Exchange 10/27/09
10/22/09 Vitamin Shoppe (VSI) Retail-Misc NYSE 10/27/09
10/22/09 AEI (AEI) Utilities - Misc NYSE Postponed
10/21/09 Addus HomeCare (ADUS) Health-Outpnt/Hm Care NASDAQ 10/27/09
10/19/09 Myer Holdings (MYR.AU) Retail-Department Stores Australian Securities Exchange 10/29/09
10/15/09 Dole Food Company (DOLE) Food-Misc NYSE 10/22/09
10/12/09 AGA Medical Holdin (AGAM) Health-Instruments NASDAQ 10/20/09
10/09/09 China Real Estate (CRIC) Bus Services-Misc NASDAQ 10/15/09
10/06/09 Dollarama (DOL.CN) Retail-Discount NYSE Week of 11/02
10/06/09 RailAmerica (RA) Transpt-Railroads NYSE 10/12/09
09/30/09 Banco Santander Br (BSBR) Banking-Foreign NYSE 10/06/09
09/30/09 Glorious Property (845.HK) Real Estate-Development Hong Kong Exchange 09/25/09
09/30/09 Mistras Group (MG) Bus Services-Engineering NYSE 10/07/09
09/30/09 Omeros (OMER) Health-Drugs NASDAQ 10/07/09
09/29/09 Verisk Analytics (VRSK) Bus Services-Misc NASDAQ 10/06/09
09/24/09 Ladder Capital Rea (LCG) Financial-Mortgage REIT NYSE Postponed
09/24/09 Education Manageme (EDMC) Bus Services-Education NASDAQ 10/01/09
09/24/09 Echo Global Logist (ECHO) Bus Services-Misc NASDAQ 10/01/09
09/23/09 Talecris Biotherap (TLCR) Health-Drugs NASDAQ 09/30/09
09/22/09 Foursquare Capital (FSQR) Financial-Mortgage REIT NYSE Postponed
09/18/09 Apollo Commercial (ARI) Financial-Mortgage REIT NYSE 09/23/09
09/18/09 Colony Financial (CLNY) Financial-Mortgage REIT NYSE 09/23/09
09/18/09 Shanda Games Limit (GAME) Comp-Internet-Software NASDAQ 09/24/09
09/17/09 Select Medical Hol (SEM) Health-Hospitals NYSE 09/24/09
09/15/09 Vitacost.com (VITC) Retail-Drug Stores NASDAQ 09/23/09
09/15/09 Artio Global Inves (ART) Financial-Investment Mgmt NYSE 09/23/09
09/14/09 A123 Systems (AONE) Energy-Alternatives NASDAQ 09/23/09
09/10/09 CreXus Investment (CXS) Financial-Mortgage REIT NYSE 09/16/09
08/06/09 Cumberland Pharmac (CPIX) Health-Drugs NASDAQ 08/10/09
08/04/09 Starwood Property (STWD) Financial-Mortgage REIT NYSE 08/11/09
08/04/09 Emdeon (EM) Computers-Health NYSE 08/11/09
07/30/09 Avago Technologies (AVGO) Elec-Semiconductors Mfg NASDAQ 08/05/09
07/28/09 Adani Power (ADANI.IN) Utility-Electric Bombay Stock Exchange 08/03/09
07/27/09 Sutherland Asset M (SLD) Financial-Mortgage REIT NYSE Postponed
07/23/09 PennyMac Mortgage (PMT) Financial-Mortgage REIT NYSE 07/29/09
07/23/09 CDC Software (CDCS) Computers - Software NASDAQ 08/05/09
07/23/09 Globe Specialty Me (GSM) Metal-Ores Misc NASDAQ 07/29/09
07/17/09 BBMG (2009.HK) Building-Cement/Concrt Hong Kong Exchange 07/23/09
07/06/09 Genworth MI Canada (MIC.CN) Insurance-Multi Line Toronto Stock Exchange 06/30/09
06/23/09 Cia Brasileira de (CIEL3.BZ) Financial-Misc Services Bovespa 06/25/09
06/23/09 Capital Power Corp (CPX.CN) Utility-Electric Toronto Stock Exchange 06/25/09
06/23/09 LogMeIn (LOGM) Comp-Internet-Software NASDAQ 06/30/09
06/19/09 Invesco Mortgage C (IVR) Financial-Mortgage REIT NYSE 06/25/09
06/16/09 Chemspec Internati (CPC) Cheml-Specialty NYSE 06/23/09
06/12/09 Duoyuan Global Wat (DGW) Machines-Gen Industrial NYSE 06/23/09
06/11/09 Medidata Solutions (MDSO) Computers-Health NASDAQ 06/24/09
06/09/09 Cypress Sharpridge (CYS) Financial-Mortgage REIT NYSE 06/11/09
05/28/09 Government Propert (GOV) Financial-Equity Reit NYSE 06/02/09
05/13/09 OpenTable (OPEN) Computers-Internet NASDAQ 05/20/09
05/06/09 SolarWinds (SWI) Computers - Software NYSE 05/19/09
05/06/09 DigitalGlobe (DGI) Aerospace-Defense NYSE 05/13/09
04/22/09 Zhongwang Holdings (1333.HK) Materials - Misc Hong Kong Exchange 04/30/09
04/15/09 MacroShares Major (UMM-DMM) Financial-Pub Fd-U.S. A-M ArcaEx Week of 05/11
04/06/09 Bridgepoint Educat (BPI) Bus Services-Education NYSE 04/14/09
04/03/09 Rosetta Stone (RST) Computers-Educ/Entertain NYSE 04/15/09
04/01/09 Silver Base Group (886.HK) Beverages-Alcoholic Hong Kong Exchange 04/03/09
03/20/09 Changyou.com (CYOU) Comp-Internet-Software NASDAQ 04/01/09
02/09/09 Real Gold Mining (246.HK) Metal-Ores Gold Hong Kong Exchange 02/13/09
02/04/09 Changing World Tec (CWL) Energy-Alternatives NASDAQ Withdrawn
02/03/09 Madison Square Cap (MDQ) Financial-Mortgage REIT NYSE
02/02/09 Mead Johnson Nutri (MJN) Retail/Whlsle-Food NYSE 02/10/09
01/23/09 O'Gara Group (OGAR) Bus Services-Security NASDAQ Postponed
11/12/08 Grand Canyon Educa (LOPE) Bus Services-Education NASDAQ 11/19/08
10/29/08 Enea (ENAA.PW) Utility-Electric Warsaw Stock Exchange 11/04/08
10/09/08 CapitalSource Heal (CHR) Financial-Mortgage REIT NYSE Postponed
10/02/08 Renhe Commercial H (1387.HK) Real Estate-Development Hong Kong Exchange 10/16/08
09/22/08 Safety-Kleen (SK) Pollution Ctl-Svcs NYSE Postponed
09/12/08 Fluidigm (FLDM) Health-Biomed/Genetics NASDAQ Withdrawn
08/07/08 China South Locomo (1766.HK) Transpt-Railroads Hong Kong Exchange 08/14/08
08/01/08 Rhino Resources (RNO) Energy-Coal NASDAQ Withdrawn
07/31/08 Rackspace Hosting (RAX) Comp-Internet-Service/Other NYSE 08/07/08
07/29/08 China Mass Media A (CMM) Bus Services-Advertising NYSE 08/03/08
07/23/08 China Distance Edu (DL) Bus Services-Education NYSE 07/29/08
07/11/08 Rock Well Petroleu (RWP.LN) Oil/Gas-Drilling LSE Main Postponed
07/11/08 GT Solar Internati (SOLR) Energy-Alternatives NASDAQ 07/23/08
07/01/08 Heckmann Corporati (HEK-U) SPAC AME 11/13/07
06/26/08 SJM Holdings Ltd. (880.HK) Leisure-Gaming Hong Kong Exchange 07/03/08
06/25/08 Galiot Capital (GTC) Financial-Mortgage REIT NYSE Withdrawn
06/24/08 Energy Recovery (ERII) Machines-Gen Industrial NASDAQ 07/01/08
06/19/08 China Shanshui Cem (691.HK) Building-Cement/Concrt Hong Kong Exchange 06/26/08
06/13/08 Britannia Bulk Hol (BBLKF) Transpt-Shipping NYSE 06/17/08
06/10/08 RHI Entertainment (RHIE) Leisure-Movies NASDAQ 06/17/08
06/06/08 OGX Petroleo e Gas (OGXP3.BZ) Oil/Gas-Intl Integrated Bovespa 06/11/08
06/04/08 Genomma Lab (LAB.MM) Health-Products Mexican Stock Exchange 06/17/08
06/04/08 Bolsa Mexicana De (BOLSA.MM) Financial-Misc Services Mexican Stock Exchange 06/12/08
05/30/08 Chongqing Machiner (2722.HK) Machines-Gen Industrial Hong Kong Exchange 06/10/08
05/27/08 EDP Renováveis (EDPR.PL) Energy-Alternatives Euronext/Lisbon 06/02/08
05/27/08 Safe Bulkers (SB) Transpt-Shipping NYSE 05/28/08
05/16/08 MFResidential Inve (MFR) Financial-Mortgage REIT NYSE Postponed
05/07/08 Western Gas Partne (WES) Oil/Gas-Field Services NYSE 05/08/08
05/07/08 Verso Paper (VRS) Paper Products NYSE 05/14/08
05/06/08 San Miguel Brewery (SMB.PM) Beverages-Alcoholic Philippine Stock Exchange 04/24/08
05/05/08 American Capital A (AGNC) Financial-Mortgage REIT NASDAQ 05/14/08
05/01/08 New World Resource (NWR.LN) Energy-Coal LSE Main 05/02/08
04/30/08 E-Land Fashion Chi (749.HK) Shoes & Apparel Hong Kong Exchange Not Active
04/30/08 Real Goods Solar (RSOL) Energy-Alternatives NASDAQ 05/07/08
04/30/08 Colfax (CFX) Machines-Gen Industrial NYSE 05/07/08
04/25/08 Pioneer Southwest (PSE) Oil/Gas-U S Explo/Prod NYSE 04/30/08
04/23/08 Maoye Internationa (848.HK) Retail-Department Stores Hong Kong Exchange 04/24/08
04/22/08 Whiting USA Trust (WHX) Oil/Gas-U S Explo/Prod NYSE 04/24/08
04/22/08 Safaricom (SAFCOM.KN) Telecomm-Cellulr Nairobi Stock Exchange 06/06/08
04/21/08 Hatteras Financial (HTS) Financial-Mortgage REIT NYSE 04/24/08
04/17/08 Future Pipe Indust (FPI.DU) Metal-Steel Pipe Dubai Int'l Financial Exchange Not Active
04/17/08 Le Lis Blanc Deux (LLIS3.BZ) Retail-Apparel/Shoe Bovespa 04/28/08
04/16/08 Digital Domain (DTWO) Leisure-Movies NASDAQ Postponed
04/15/08 Intrepid Potash (IPI) Cheml-Fertilizers NYSE 04/21/08
04/14/08 Hypermarcas SA (HYPE3.BZ) Consumer-Misc Products Bovespa 04/17/08
04/10/08 American Water Wor (AWK) Utility-Water NYSE 04/22/08
03/19/08 Solargiga Energy H (757.HK) Energy-Alternatives Hong Kong Exchange 03/13/08
03/17/08 Evergrande Real Es (3333X.HK) Real Estate-Development Hong Kong Exchange Withdrawn
03/13/08 Want Want Holdings (151.HK) Food-Misc Hong Kong Exchange 03/15/08
03/10/08 CardioNet (BEAT) Health-Services NASDAQ 03/18/08
03/07/08 Heritage-Crystal C (HCCI) Pollution Ctl-Svcs NASDAQ 03/11/08