Recently Priced IPO Calendar
Company Name Ticker Offer Date Underwriter Shares IPO Price Closing Price Return Today's Price/Change
Transocean Partners LLC RIGP 07/31/14 Morgan Stanl 17.5 $22.00 $24.30 10.5% $24.30 0.00 (0.0%)
$24.30
Avalanche Biotechnologies AAVL 07/30/14 Jefferies & 6.0 $17.00 $27.99 64.6% $27.99 -0.35 (1.3%)
$27.99
Bio Blast Pharma ORPN 07/30/14 Oppenheimer 3.2 $11.00 $8.40 -23.6% $8.40 -0.10 (1.2%)
$8.40
Catalent CTLT 07/30/14 Morgan Stanl 42.5 $20.50 $19.99 -2.5% $19.99 0.00 (0.0%)
$19.99
HealthEquity HQY 07/30/14 J.P. Morgan 9.1 $14.00 $17.60 25.7% $17.60 +0.30 (1.7%)
$17.60
Macrocure MCUR 07/30/14 Credit Suiss 5.4 $10.00 $7.25 -27.5% $7.25 +0.22 (3.0%)
$7.25
Synchrony Financial SYF 07/30/14 Goldman Sach 125.0 $23.00 $23.00 0.0% $23.00 0.00 (0.0%)
$23.00
Vascular Biogenics VBLX 07/30/14 Deutsche Ban 5.4 $12.00 $10.25 -14.6% $10.25 -0.45 (4.4%)
$10.25
Westlake Chemical WLKP 07/29/14 Barclays 11.3 $24.00 $30.35 26.5% $30.35 0.00 (0.0%)
$30.35
Spark Energy SPKE 07/28/14 Baird 3.0 $18.00 $17.13 -4.8% $17.13 +0.16 (0.9%)
$17.13
Advanced Drainage Systems WMS 07/24/14 Barclays 14.5 $16.00 $15.54 -2.9% $15.54 0.00 (0.0%)
$15.54
El Pollo Loco LOCO 07/24/14 Jefferies & 7.1 $15.00 $38.75 158.3% $38.75 +0.04 (0.1%)
$38.75
Innocoll INNL 07/24/14 Piper Jaffra 6.5 $9.00 $8.44 -6.2% $8.44 +0.06 (0.7%)
$8.44
Ocular Therapeutix OCUL 07/24/14 Morgan Stanl 5.0 $13.00 $12.86 -1.1% $12.86 0.00 (0.0%)
$12.86
Orion Engineered Carbons OEC 07/24/14 Morgan Stanl 19.5 $18.00 $17.00 -5.6% $17.00 0.00 (0.0%)
$17.00
Immune Design IMDZ 07/23/14 Jefferies & 5.0 $12.00 $12.00 0.0% $12.00 +0.01 (0.1%)
$12.00
Intersect ENT XENT 07/23/14 J.P. Morgan 5.0 $11.00 $12.35 12.3% $12.35 -0.06 (0.4%)
$12.35
Pfenex PFNX 07/23/14 William Blai 8.3 $6.00 $5.85 -2.5% $5.85 0.00 (0.0%)
$5.85
Townsquare Media TSQ 07/23/14 BofA Merrill 8.3 $11.00 $10.95 -0.5% $10.95 0.00 (0.0%)
$10.95
Medical Transcription MTBC 07/22/14 Chardan Capi 4.1 $5.00 $3.78 -24.4% $3.78 +0.12 (3.2%)
$3.78
Globant GLOB 07/17/14 J.P. Morgan 5.9 $10.00 $11.32 13.2% $11.32 0.00 (0.0%)
$11.32
Sage Therapeutics SAGE 07/17/14 J.P. Morgan 5.0 $18.00 $28.22 56.8% $28.22 -0.62 (2.2%)
$28.22
TerraForm Power TERP 07/17/14 Goldman Sach 20.1 $25.00 $30.75 23.0% $30.75 0.00 (0.0%)
$30.75
Trupanion TRUP 07/17/14 RBC Capital 7.1 $10.00 $10.00 0.0% $10.00 0.00 (0.0%)
$10.00
TubeMogul TUBE 07/17/14 BofA Merrill 6.3 $7.00 $9.05 29.3% $9.05 -0.04 (0.4%)
$9.05
CareDx CDNA 07/16/14 Piper Jaffra 4.0 $10.00 $9.71 -2.9% $9.71 -0.03 (0.3%)
$9.71
Roka Bioscience ROKA 07/16/14 BofA Merrill 5.0 $12.00 $10.03 -16.4% $10.03 -0.03 (0.3%)
$10.03
iRadimed IRMD 07/15/14 Roth Capital 2.0 $6.25 $9.13 46.1% $9.13 +0.13 (1.4%)
$9.13
GlobeImmune GBIM 07/01/14 Aegis Capita 1.5 $10.00 $9.27 -7.3% $9.27 +0.11 (1.2%)
$9.27
Investar Holding ISTR 06/30/14 Sandler O'Ne 2.9 $14.00 $14.02 0.1% $14.02 -0.02 (0.1%)
$14.02
Minerva Neurosciences NERV 06/30/14 Jefferies & 5.5 $6.00 $6.31 5.2% $6.31 +0.03 (0.5%)
$6.31
MOKO Social Media MOKO 06/26/14 Northland Se 1.1 $7.50 $7.07 -5.7% $7.07 0.00 (0.0%)
$7.07
NextEra Energy Partners NEP 06/26/14 BofA Merrill 16.3 $25.00 $34.04 36.2% $34.04 0.00 (0.0%)
$34.04
The Michaels Companies MIK 06/26/14 J.P. Morgan 27.8 $17.00 $15.08 -11.3% $15.08 +0.03 (0.2%)
$15.08
GoPro GPRO 06/25/14 J.P. Morgan 17.8 $24.00 $47.97 99.9% $47.97 -3.05 (6.4%)
$47.97
ServiceMaster SERV 06/25/14 J.P. Morgan 35.9 $17.00 $17.57 3.4% $17.57 0.00 (0.0%)
$17.57
TCP International TCPI 06/25/14 Deutsche Ban 7.1 $11.00 $8.64 -21.5% $8.64 0.00 (0.0%)
$8.64
Adeptus Health ADPT 06/24/14 Deutsche Ban 4.9 $22.00 $25.74 17.0% $25.74 0.00 (0.0%)
$25.74
Amphastar Pharmaceuticals AMPH 06/24/14 Jefferies & 8.0 $7.00 $8.88 26.9% $8.88 -0.03 (0.3%)
$8.88
Imprivata IMPR 06/24/14 J.P. Morgan 5.0 $15.00 $14.50 -3.3% $14.50 0.00 (0.0%)
$14.50
Materialise MTLS 06/24/14 Piper Jaffra 8.0 $12.00 $11.32 -5.7% $11.32 +0.02 (0.2%)
$11.32
Xunlei XNET 06/23/14 J.P. Morgan 7.3 $12.00 $12.01 0.1% $12.01 +0.01 (0.0%)
$12.01
Eclipse Resources ECR 06/19/14 Citi 30.3 $27.00 $20.58 -23.8% $20.58 0.00 (0.0%)
$20.58
Kite Pharma KITE 06/19/14 Jefferies & 7.5 $17.00 $23.50 38.2% $23.50 -0.02 (0.1%)
$23.50
Ardelyx ARDX 06/18/14 Citi 4.3 $14.00 $14.46 3.3% $14.46 +0.06 (0.4%)
$14.46
Markit MRKT 06/18/14 BofA Merrill 53.5 $24.00 $25.31 5.5% $25.31 -0.01 (0.0%)
$25.31
Parnell Pharmaceuticals PARN 06/18/14 Jefferies & 5.0 $10.00 $6.32 -36.8% $6.32 +0.08 (1.3%)
$6.32
Zafgen ZFGN 06/18/14 Leerink Par 6.0 $16.00 $17.50 9.4% $17.50 0.00 (0.0%)
$17.50
Century Communities CCS 06/17/14 FBR Capital 4.5 $23.00 $19.07 -17.1% $19.07 0.00 (0.0%)
$19.07
Foresight Energy LP FELP 06/17/14 Barclays 17.5 $20.00 $19.29 -3.6% $19.29 0.00 (0.0%)
$19.29
Viper Energy Partners VNOM 06/17/14 Barclays 5.0 $26.00 $30.45 17.1% $30.45 +0.19 (0.6%)
$30.45
ZS Pharma ZSPH 06/17/14 J.P. Morgan 5.9 $18.00 $28.01 55.6% $28.01 +0.09 (0.3%)
$28.01
Abengoa Yield ABY 06/12/14 Citi 24.9 $29.00 $36.18 24.8% $36.18 +0.05 (0.1%)
$36.18
Aspen Aerogels ASPN 06/12/14 Barclays 7.5 $11.00 $9.00 -18.2% $9.00 0.00 (0.0%)
$9.00
Memorial Resource MRD 06/12/14 Citi 42.8 $19.00 $22.98 20.9% $22.98 0.00 (0.0%)
$22.98
MobileIron MOBL 06/11/14 Morgan Stanl 11.1 $9.00 $9.00 0.0% $9.00 -0.01 (0.1%)
$9.00
Nordic American Offshore NAO 06/11/14 Morgan Stanl 5.9 $16.00 $18.30 14.4% $18.30 0.00 (0.0%)
$18.30
Trinseo TSE 06/11/14 Goldman Sach 10.0 $19.00 $16.67 -12.3% $16.67 0.00 (0.0%)
$16.67
Zhaopin ZPIN 06/11/14 Credit Suiss 5.6 $13.50 $14.40 6.7% $14.40 0.00 (0.0%)
$14.40
Arista Networks ANET 06/05/14 Morgan Stanl 5.3 $43.00 $66.12 53.8% $66.12 0.00 (0.0%)
$66.12
Radius Health RDUS 06/05/14 Jefferies & 6.5 $8.00 $8.92 11.5% $8.92 +0.01 (0.1%)
$8.92
Please note this list only includes recently priced IPOs. For a more in-depth historical list, please inquire about our institutional research service.
Performance Disclosure: Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal value of an investment will fluctuate so that an investor’s shares, when redeemed, may be worth more or less than the original cost. Investors should consider the investment objectives, risks, charges and expenses carefully before investing.

As stated in the Prospectus, the total annual operating expenses for the Fund was 3.48%. The Adviser has contractually agreed to keep net expenses from exceeding 2.50% of the Fund’s average daily net assets for at least a year from the date of the Prospectus and for an indefinite period thereafter subject to annual re-approval of the agreement by the Board of Trustees. An investor cannot invest directly in an index. Index returns do not represent Fund returns. The Index does not charge management fees or brokerage expenses, nor does the Index lend securities, and no revenues from securities lending were added to the performance shown.

Definitions: Net Asset Value (NAV) of the fund is calculated by dividing the total value of all the securities in its portfolio, less any liabilities, by the number of fund shares outstanding. Market Price is current value at which an asset or service can be bought or sold. Premium/Discount is provided to show the comparison of the daily net asset value (NAV) and the midpoint of the closing bid/ask for each of the funds. The Renaissance IPO Index® (IPOUSA) is a stock market index based upon a portfolio of U.S.-listed newly public companies that includes securities prior to their inclusion in core U.S. equity portfolios. The S&P 500® Index (SPX) is a stock market index based on the market capitalizations of 500 large companies whose common stock is publicly traded on the NYSE. The S&P 500 index components are determined by S&P Dow Jones Indices.

Risk Disclosure: Investments in the Renaissance IPO ETF, symbol "IPO" (the “ETF”) and the Global IPO Fund, symbol "IPOSX" (the “Mutual Fund”) are subject to investment risk, including possible loss of the principal amounts invested. The ETF and the Mutual Fund (the “Funds”) invest in companies that have recently completed their initial public offerings. These stocks are unseasoned equities lacking trading history, a track record of reporting to investors and widely available research coverage which many result in extreme price volatility. The Funds may also be subject to information technology risk and small and mid-capitalization company risk due to a greater number of IPOs in these sectors. The Funds may hold securities in the form of Depository Receipts, REITs, Master Limited Partnerships (MLPs) which have greater risks than common shares. The strategy has high portfolio turnover and securities lending risks. ETF returns may not match the return of the respective index. The ETF is classified as a non-diversified investment company and is subject to concentration risk.

Prospectus: Investors should consider the investment objectives, risks, charges and expenses carefully before investing. For a prospectus and/or summary prospectus with information about the Funds, please visit www.renaissancecapital.com. Read the prospectus carefully before investing. Renaissance Capital Investments, Inc., distributor for the Mutual Fund. Foreside Fund Services, LLC, distributor for the ETF, 1-866-486-6645.
Investment Disclosure: The information and opinions expressed herein were prepared by Renaissance Capital's research analysts and do not constitute an offer to buy or sell any security. Renaissance Capital, the Renaissance IPO ETF (symbol: IPO) or the Global IPO Fund (symbol: IPOSX), may have investments in securities of companies mentioned.