IPO Filings

1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009
Jan 18 59 5 10 4 9 18 8 13 26 2
1Q Feb 45 100 14 13 1 27 18 21 27 20 1
Mar 63 136 10 22 1 46 21 29 29 21 1
Apr 60 90 4 23 3 48 37 23 30 14 1
2Q May 82 69 11 19 6 45 35 35 39 14 3
Jun 45 41 6 11 3 29 22 27 20 13 7
Jul 58 39 13 7 7 24 20 25 42 17 0
3Q Aug 51 38 14 9 20 25 35 29 49 14 0
Sep 73 48 8 4 19 18 31 26 29 7 0
Oct 50 38 9 2 10 15 22 20 29 0 0
4Q Nov 39 22 7 2 14 19 19 29 30 3 0
Dec 59 15 7 6 18 12 17 21 36 2 0
Total 643 695 108 128 106 317 295 293 373 151 15
Recent IPO Filings (more)
File Date Company Ticker Underwriter
06/30/09 Colony Financial CLY Merrill Lynch
A newly-organized REIT that intends to invest in commercial mortgage loans and other commercial real estate related debt instruments.
06/26/09 CreXus Investment Corp. CXI Deutsche Bank
REIT that intends to invest in commercial mortgage loans, commercial real estate debt and CMBS.
06/12/09 Western Asset Mortgage Capital Corporation WMC Merrill Lynch
A newly formed mortgage REIT that plans to invest primarily in non-Agency RMBS, CMBS and other asset-backed securities.
06/12/09 Vitacost.com VITC Jefferies
Online retailer of nutritional supplements and health and wellness products.
06/05/09 Starwood Property Trust STW Deutsche Bank
A newly formed mortgage REIT that plans to invest in commercial mortgage loans, commercial real estate debt and CMBS.
06/03/09 Lihua International LHA Maxim Group LLC
A leading China-based manufacturer of bimetallic wire
06/01/09 Duoyuan Global Water DGW Piper Jaffray
A leading China-based manufacturer of water treatment equipment.
05/26/09 PennyMac Mortgage Investment Trust PMT Merrill Lynch
A REIT that will invest primarily in residential mortgage loans and mortgage-related assets.
05/26/09 Chemspec International CPC Credit Suisse
The largest manufacturer of fluorinated specialty chemicals in China.
05/21/09 Sutherland Asset Management SLD UBS Investment Bank
A newly-formed REIT that will invest in agency MBS and highly rated non-agency securities

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