IPO Pipeline
File Date Company Ticker Price Range Shares (mm) Underwriter
06/30/09 Colony Financial CLY $0.00 - $0.00 n/a Merrill Lynch
06/26/09 CreXus Investment Co CXI $0.00 - $0.00 n/a Deutsche Bank
06/12/09 Western Asset Mortga WMC $0.00 - $0.00 n/a Merrill Lynch
06/12/09 Vitacost.com VITC $0.00 - $0.00 n/a Jefferies
06/05/09 Starwood Property Tr STW $0.00 - $0.00 n/a Deutsche Bank
06/03/09 Lihua International LHA $0.00 - $0.00 n/a Maxim Group LLC
05/26/09 PennyMac Mortgage In PMT $0.00 - $0.00 n/a Merrill Lynch
05/21/09 Sutherland Asset Man SLD $0.00 - $0.00 n/a UBS Investment Bank
04/21/09 Ellora Energy LORA $0.00 - $0.00 n/a Merrill Lynch
12/23/08 FriendFinder Network FFN $0.00 - $0.00 n/a Renaissance Securities (Cyprus) Limited
11/12/08 Alon Brands ABO $0.00 - $0.00 n/a Credit Suisse
11/10/08 Compressco Partners, GSJK $0.00 - $0.00 n/a Raymond James
11/10/08 Trident Resources Co TZ $0.00 - $0.00 n/a Deutsche Bank
09/24/08 Edgen Murray Limited EMY $0.00 - $0.00 n/a Jefferies
09/22/08 Regian Acquisition REG-U $10.00 - $10.00 10.0 Wachovia Securities
09/12/08 Emdeon EM $0.00 - $0.00 n/a Morgan Stanley
09/09/08 China Time Share Med CTSM $0.00 - $0.00 n/a Morgan Stanley
08/22/08 O'Gara Group OGAR $17.00 - $19.00 8.0 Morgan Keegan
08/22/08 Korea Milestone Acqu KMACU $20.00 - $20.00 5.0 Broadband Capital
08/21/08 Avago Technologies AVGO $0.00 - $0.00 n/a Deutsche Bank
08/15/08 CWCapital Realty Tru CWR $0.00 - $0.00 n/a Banc of America
08/12/08 Verisk Analytics VA $0.00 - $0.00 n/a Merrill Lynch
08/08/08 Cloud Peak Energy CLD $0.00 - $0.00 n/a Credit Suisse
08/08/08 A123 Systems AONE $0.00 - $0.00 n/a Morgan Stanley
08/06/08 CapitalSource Health CHR $18.00 - $21.00 14.0 Banc of America
08/05/08 Gabelli Entertainmen GET.U $10.00 - $10.00 12.5 Citi
08/05/08 Greenwich PMV Acquis PMV.U $10.00 - $10.00 20.0 Ladenburg Thalmann
07/31/08 First Wind Holdings WNDY $0.00 - $0.00 n/a Credit Suisse
07/31/08 STR Holdings PVS $0.00 - $0.00 n/a Credit Suisse
07/25/08 AutoGenomics AGMX $0.00 - $0.00 n/a J.P. Morgan
07/25/08 Globe Specialty Meta GLBM $0.00 - $0.00 n/a Credit Suisse
07/25/08 Select Medical Holdi SLC $0.00 - $0.00 n/a Morgan Stanley
07/24/08 Roadrunner Transport RRTS $0.00 - $0.00 n/a Robert Baird
07/18/08 Rexnord Holdings RXN $0.00 - $0.00 n/a Goldman Sachs
07/18/08 GCL Silicon Technolo GCL $0.00 - $0.00 n/a Morgan Stanley
07/17/08 Brand Energy BEI $0.00 - $0.00 n/a Goldman Sachs
07/14/08 IndAS Green Acquisit IGACU $8.00 - $8.00 5.3 Chardan Capital Markets
07/11/08 Dave and Buster's Ho DANB $0.00 - $0.00 n/a J.P. Morgan
07/02/08 Liquidnet Holdings LNH $0.00 - $0.00 n/a Goldman Sachs
06/30/08 Aviv REIT AVI $0.00 - $0.00 14.7 UBS Investment Bank
06/20/08 AGA Medical Holdings AGAM $0.00 - $0.00 n/a Citi
06/13/08 Staccato Acquisition STC.U $8.00 - $8.00 6.1 EarlyBird Capital, Inc.
06/13/08 Symphony Acquisition SYM.U $8.00 - $8.00 6.1 EarlyBird Capital, Inc.
06/13/08 Metropark USA MTPK $0.00 - $0.00 n/a Goldman Sachs
06/10/08 Mistras Group MSTS $0.00 - $0.00 n/a Credit Suisse
06/04/08 Petra Real Estate Op PET $0.00 - $0.00 n/a Friedman Billings
05/19/08 Metals USA Holdings MUX $0.00 - $0.00 n/a Goldman Sachs
05/16/08 Vought Aircraft Hold VTC $0.00 - $0.00 n/a Lehman Brothers
05/13/08 Patriot Risk Managem PRMI $10.00 - $12.00 15.0 Friedman Billings
05/13/08 Global Water Resourc GWRI $0.00 - $0.00 n/a Janney Montgomery
05/12/08 Open Link Financial LINK $0.00 - $0.00 n/a Credit Suisse
05/08/08 Noranda Aluminum Hol NOR $0.00 - $0.00 n/a Merrill Lynch
05/07/08 Gomez GOMZ $0.00 - $0.00 n/a Credit Suisse
05/05/08 NewPage Group NWP $0.00 - $0.00 n/a Goldman Sachs
05/01/08 Safety-Kleen SK $15.00 - $17.00 21.9 Merrill Lynch
04/30/08 Echo Global Logistic ECHO $0.00 - $0.00 n/a Lehman Brothers
04/25/08 Nexsan NXSN $0.00 - $0.00 n/a Thomas Weisel
04/25/08 Madison Square Capit MDQ $15.00 - $15.00 13.3 Friedman Billings
04/22/08 Angelo, Gordon Acqui AGA.U $10.00 - $10.00 30.0 J.P. Morgan
04/04/08 CR Acquisition CRA.U $10.00 - $10.00 15.0 Deutsche Bank
03/31/08 FinTech Acquisition FAQ.U $10.00 - $10.00 10.0 UBS Investment Bank
03/20/08 Lambert's Cove Acqui LCA.U $10.00 - $10.00 10.0 UBS Investment Bank
03/18/08 China Growth Allianc CGALU $8.00 - $8.00 7.0 Jesup & Lamont Securities
03/14/08 National Security So NSX.U $10.00 - $10.00 20.0 Banc of America
03/12/08 J.W. Childs Acquisit JWC.U $10.00 - $10.00 20.0 Deutsche Bank
03/12/08 BHG Acquisition BHG.U $10.00 - $10.00 35.0 Credit Suisse
03/07/08 PJSC Acquisition PJSC.U $10.00 - $10.00 15.0 Banc of America
03/07/08 Bostwick Laboratorie BOST $0.00 - $0.00 n/a Banc of America
03/04/08 Market Street Acquis MSA.U $10.00 - $10.00 35.0 Bear Stearns
03/04/08 Oasis Group OGH.U $10.00 - $10.00 30.0 Bear Stearns
03/03/08 Sidhu Special Purpos FIE.U $10.00 - $10.00 9.0 Maxim Group LLC
02/29/08 Point Asset Manageme PNT $0.00 - $0.00 n/a Deutsche Bank
02/27/08 Orbit Acquisition OSW.U $10.00 - $10.00 25.0 J.P. Morgan
02/25/08 Tri-Artisan Acquisit TRI.U $10.00 - $10.00 25.0 J.P. Morgan
02/12/08 Artio Global Investo ART $0.00 - $0.00 n/a Goldman Sachs
02/12/08 MFResidential Invest MFR $0.00 - $0.00 n/a Morgan Stanley
02/11/08 Global Entertainment GEH.U $10.00 - $10.00 15.0 Merrill Lynch
02/06/08 Apple Creek Acquisit AKU.U $10.00 - $10.00 22.5 J.P. Morgan
02/04/08 Corporate Acquirers CA.U $10.00 - $10.00 10.0 Deutsche Bank
02/01/08 KBL Acquisition Corp KBA.U $10.00 - $10.00 15.0 Citi
02/01/08 K Road Acquisition KRD.U $10.00 - $10.00 30.0 Credit Suisse
01/29/08 Open Acquisition Cor OXE.U $10.00 - $10.00 12.5 Deutsche Bank
01/25/08 China Ascendance Acq AQN.U $10.00 - $10.00 10.0 Susquehanna Financial
01/22/08 Opportunity Acquisit JOA.U $10.00 - $10.00 15.0 Banc of America
01/18/08 Mistral Acquisition MAC.U $10.00 - $10.00 30.0 Merrill Lynch
01/11/08 LogMeIn LOGM $14.00 - $16.00 6.7 J.P. Morgan
01/10/08 Intelius INTL $0.00 - $0.00 n/a Deutsche Bank
01/09/08 Omeros OMER $0.00 - $0.00 n/a Deutsche Bank
01/09/08 First Class Navigati FNV.U $10.00 - $10.00 12.5 Dahlman Rose & Co
01/03/08 China Energy Partner CHEP $10.00 - $10.00 20.0 Ferris Baker Watts
12/31/07 Aldabra 3 Acquisitio ALDC $10.00 - $10.00 50.0 Citi
12/31/07 Aldabra 4 Acquisitio ALDD $6.50 - $6.50 10.0 Citi
12/28/07 Consumer Partners Ac CNPR $20.00 - $20.00 6.3 Broadband Capital
12/28/07 Raycliff Acquisition RCF.U $10.00 - $10.00 20.0 Deutsche Bank
12/27/07 Dellacorte Acquisiti DQQ.U $10.00 - $10.00 15.0 Citi
12/27/07 Grand Slam Acquisiti GSA $10.00 - $10.00 75.0 Citi
12/27/07 Endeavour Internatio EIA.U $10.00 - $10.00 75.0 Citi
12/27/07 Performance Acquisit PFA.U $10.00 - $10.00 50.0 Citi
12/21/07 Education Management EDMC $0.00 - $0.00 n/a Goldman Sachs
12/21/07 FIG Acquisition Corp FNS.U $10.00 - $10.00 25.0 Banc of America
12/21/07 Green Energy Acquisi GEA-U $10.00 - $10.00 20.0 Suntrust Robinson
12/21/07 Wattles Acquisition WAC.U $10.00 - $10.00 20.0 UBS Investment Bank
12/19/07 Prometheus Laborator RXDX $0.00 - $0.00 n/a Goldman Sachs
12/14/07 Cherry Tree Acquisit SXR.U $8.00 - $8.00 10.0 Lazard
12/13/07 China Mining Resourc CHMRU $8.00 - $8.00 6.3 Lazard
12/12/07 Lank Acquisition Cor LANK $10.00 - $10.00 12.5 Citi
12/12/07 National Energy Reso NER.U $10.00 - $10.00 10.0 Merrill Lynch
12/11/07 Digital Domain DTWO $12.00 - $14.00 6.0 Thomas Weisel
11/30/07 Broadview Networks BDNX $0.00 - $0.00 n/a Deutsche Bank
11/21/07 Accelerated Global T AGT.U $10.00 - $10.00 30.0 Citi
11/21/07 International Brands IBL.U $10.00 - $10.00 10.0 Pali Capital
11/13/07 iStar Acquisition Co ISB.U $10.00 - $10.00 50.0 Banc of America
10/25/07 Green Power Enterpri GPWR $10.00 - $10.00 25.0 Morgan Joseph
10/24/07 Global Alternative A GLE.U $10.00 - $10.00 15.0 EarlyBird Capital, Inc.
10/12/07 Scope Metals Group SCPE $25.00 - $28.00 3.8 UBS Investment Bank
10/10/07 HCM Acquisition HQA.U $10.00 - $10.00 25.0 Citi
09/18/07 IdleAire Technologie IDLE $0.00 - $0.00 n/a J.P. Morgan
09/06/07 China Resources Ltd. CRX.U $10.00 - $10.00 4.0 Maxim Group LLC
07/27/07 Intcomex ICMX $0.00 - $0.00 n/a Citi
07/27/07 Talecris Biotherapeu TLCR $0.00 - $0.00 n/a Morgan Stanley
07/13/07 Abraxas Energy Partn AXLP $6.50 - $8.50 1.3 Rodman & Renshaw
05/01/07 Cumberland Pharmaceu CPIX $14.00 - $16.00 6.3 UBS Investment Bank
04/30/07 PNA Group Holding PNA $0.00 - $0.00 n/a Citi
08/10/06 Global Geophysical S GGEO $0.00 - $0.00 n/a Jefferies